Strategic Advisory and Outsourced CXO
Partner with proven leaders
Defining and executing an optimal strategy requires both vision and experience. The leaders at Fintova Partners help guide your firm to strategic clarity and peak performance.
Get access to accomplished industry leaders on a fractional basis
Our CXO Services
Outsourced Chief Technology Officer
Data and technology are at the core of the modern investment manager, with tools like AI primed to transform the industry. If you’re seeking to quickly identify sources of alpha, ensure more efficient operations, improve risk management oversight, or enhance the investor experience, the need for capable technology leadership and solutions is paramount. Our outsourced CTOs bring decades of experience from top investment firms, giving you the strategic guidance and tech expertise to succeed.
How we help:
Strategic assessments and guidance to help your organization define and execute a best-in-class technology roadmap.
Modern system and data architecture design and implementation.
Leading efforts to become more data-driven across the organization, including use-cases for the adoption of alternative data sets and AI.
Review and enhancements to the overall application estate.
Program and project management across a full range of front-to-back office technology initiatives.
Organizational and budget oversight to ensure maximum productivity, business alignment, and cost optimization.
Technology vendor assessments and RFPs.
Cloud onboarding and refactoring, including comprehensive IaaS, PaaS, VDI, and productivity applications.
Cybersecurity best-practices.
Representation on investor DDQs
Outsourced Chief OPerating Officer
An outsourced COO can deliver an independent cost-effective solution to your accounting and operational needs. The non-investment aspects of fund management can pull valuable focus away from core investment decisions. Our solutions help enhance operational efficiencies and reduce administrative burdens.
How we help:
We manage all Operational aspects.
Negotiating, finalizing and manage counterpart relationships.
Cover full trade support
Position and P/L reporting
All trade reconciliations.
Risk Management and support.
Full management of policies and procedures and filings
Optimize software and technology
Compliance and Regulatory Filings
Operational Optimization – save you money
Workflows and Accountability
Post trade
Exceptions Processing
Transaction cost analysis
And many more of the critical day to day functions of running as successful fund
outsourced chief compliance officer
Overwhelmed by compliance? Investment managers shouldn’t have to choose between regulatory oversight and investment focus. With deep industry knowledge and a proven track record, our outsourced CCOs navigate complex regulations, streamline processes, and keep you compliant. This frees your in-house team to focus on generating strong returns, while reducing costs and ensuring confidence in your operations.
How we help:
- Producing Compliance Procedures, policies, and manuals.
- Meet with Compliance and Regulatory deadlines.
- Manage SEC Audits.
- Test and Monitor Processes.
- Test system failures.
- Rollout Cyber and Security mandate.
- Work from Home policy.
- Risk Assessments.
- Disclosure review.
- Gain accurate insights and robust solutions.
Demonstrating compliance oversight is a necessity and vital to the growth of the fund. An outsourced CCO solution delivers an independent cost-effective solution resulting in a direct positive impact on your management company.
outsourced chief RISK officer
Today’s market volatility, asset complexity, and regulatory landscape demands effective risk management. The ever-growing volume of data can overwhelm even the most prudent investment manager. Our CROs provide the necessary oversight, methodologies, and analysis tailored to your firm’s products, strategies, and risk tolerance. They collaborate with you to elevate your fiduciary role, ensure investor confidence, and drive sustainable returns.
How we help:
We offer a consultative approach rather than control role
Our team can identify under appreciated areas of risk or where risks have been understated
We look at policy development, risk identification, measurement, and reporting.
Our team looks at investment modelling, stress testing, scenario analysis and other efforts to support thorough and comprehensive assessment and ongoing monitoring of risks.
We recommend and manage the controls
Our team of chief Risk officers look to drive risk avoidance and risk appreciation.
outsourced Chief Marketing Officer
Navigating the complexities of marketing can be a time-consuming challenge. With deep investment management expertise, our outsourced CMOs provide strategic marketing guidance and craft compelling messages that resonate with your target audience. They develop data-driven marketing strategies to attract new clients and solidify your brand presence.
How we help:
The world has moved to the “always on” Customer through social media platforms. Good marketers are ins constant evolution to on off campaigns to agile agile content.
We focus on the responsibility, creation and managing a plan of driving sustainable growth.
We build and execute your marketing plan based on 5 priciples:
- Chief Story Teller
- Capability Builder
- Growth Driver
- Innovation Catalyst
- Identify, qualify prospective targets
Build a CRM around the life cycle management and investor experience
Our process is to think like an “investors” align your firm to investor centricity.
Be the voice and champion story teller of your organization.
Build a program around marketing technology, Data Analytics and AI ” Martech”
Drive marketing innovation.
Extra ordinary Asset management Companies allocate significantly to their marketing efforts
“ABC” Always be closing
Our Insights
From Products to Solutions: Climbing the Investment Management Value Chain
With product-based management increasingly commoditized, can investment managers climb the value chain by using AI to deliver scalable objective-driven investment solutions for retail and institutional investors, alike?
Architecting for Multi-Manager Platforms
Multi-manager investment firms find themselves at a critical juncture, balancing a delicate dance between diversification and economies of scale.
First Digitize, Then Decentralize
This fireside chat with Fintova Partners Managing Partner, Gary Maier, is part of the Digital Asset Leader series. Gary discusses the early days of Blackrock and the origin of Aladdin; the impact of AI and blockchain; delivering strategic value; and other topics.
Insights from Miami Hedge Fund Week
Miami Hedge Fund Week was truly eye-opening, demonstrating both the atmosphere and assemblage of industry participants that has transformed Florida into a growing financial services and technology hub.
